Welcome to the website for the administration of the SEC v. Gallucci, et al. Disgorgement Fund. This website has been established to provide general information related to the case and resulting Disgorgement Fund. The capitalized terms used on this website, and not defined herein, shall have the same meanings ascribed to them in the Plan for Distribution of Disgorged Assets.
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Mailing of the Notice and Proof of Claim occurred on November 4, 2011
Gilardi & Co. LLC ("Gilardi”) has been appointed as the Distribution Agent for the Gallucci Disgorgement Fund.
The Disgorgement Fund was created as a result of an enforcement action brought by the Securities and Exchange Commission (the “Commission”) against Fiore J. Gallucci, Ronald A. Manzo and Gary B. Taffet (collectively the “Defendants”), alleging insider trading involving serial breaches of spousal duties of trust and confidence which resulted in an unlawful scheme yielding ill-gotten gains.
If you were a net common stock seller of the following Eligible Securities during the listed Trading Periods, you may be entitled to receive payment from the Disgorgement Fund:
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Eligible Securities
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Ticker Symbol
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Trading Period
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Digital Equipment Corporation Common Stock
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DEC
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on January 16, 1998
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DSC Communication Corporation Common Stock
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DIGI
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on March 4, 1998, March 30, 1998, June 2, 1998 and June 3, 1998
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Chock Full O’ Nuts Corporation Common Stock
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CHF
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on June 24, 1998, July 17, 1998, August 25, 1998, October 29, 1998, and October 30, 1998
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Orion Capital Corporation Common Stock
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OC
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on June 24, 1999, June 25, 1999, July 2, 1999 and July 6 through July 9, 1999
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Nielsen Media Research, Inc. Common Stock
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NMR
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on July 27, 1999, July 28, 1999 and August 6 through August 13, 1999
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